Compliance Risk Management Senior Analyst

Dublin

Compliance Risk Management Senior Analyst

Job Description

Role: Compliance Risk Management Senior Analyst

Duration: 30th June 2021 initially – will extend beyond this

Serves as a senior compliance risk analyst responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the program framework.

Key Activities include:

  • Participating in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM.
  • Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues.
  • Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing potential risks.
  • Investigating and assisting in responses to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries.
  • Preparing, editing and maintaining Compliance program related materials.
  • Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas.
  • Additional duties:
    • Review on a daily-basis system Reg. Insight Module to identify potential applicable Laws, Rules Regulations and conduct disposition and in certain jurisdictions conduct manual monitoring of regulatory changes
    • Write Regulation Summaries and draft obligations to support downstream stakeholders in the management of regulation change and inventory.
    • Conduct Preliminary Assessment Unit Mapping based on Regulation Summaries and Obligations to include taxonomy, legal entity, and applicability.
    • Support the creation of impact assessments and action plans designed to demonstrate necessary adherence to Laws, Rules and Regulations.

Skills & Experience:

  • Bachelor’s degree; experience in legal, compliance or other paralegal experience.
  • Experience in financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof.
  • Legal or Paralegal experience and capable to conduct analysis of laws, rules, Regulations, conduct interpretation and understand potential applicability to financial services’ entities
  • Understanding of Regulatory framework and regulators of the countries of coverage
  • Ability to both work independently and collaborate with team members
  • Proficient in MS Office applications (Excel, Word, PowerPoint)

For a more details job spec, please reach out to Lisa.durkan@harveynash.ie

Dublin
€500 - €600 per day
  1. Contract

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